John Robert Marsland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Material risk taker (22 Oct 2021 to 28 Feb 2022)
    • [FCA CF] Client dealing (1 Oct 2020 to 28 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2022)
    • CF29 Significant management (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 May 2006 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2022)
    • [FCA CF] Client dealing (1 Oct 2020 to 28 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 May 2006 to 31 Oct 2007)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 22 Feb 2022)
    • [FCA CF] Material risk taker (1 Oct 2020 to 22 Feb 2022)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF21 Investment Adviser (9 Jun 2005 to 10 Mar 2006)
    • CF27 Investment Management (9 Jun 2005 to 10 Mar 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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