Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Julia Victoria Craik

    IRN NJC01193

    • (1253)CF30 Customer (11 May 2009 to 11 May 2009)
  • Nicola Louise Jolley

    IRN NLJ01002

    • (2403)CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2005)
  • Nicola Sabine Christiane Koenig

    IRN NSK01022

    • (1325)CF30 Customer (3 May 2011 to 19 Nov 2014)
  • Nicolas Allano

    IRN NXA01259

    • (1082)[FCA CF] Algorithmic trading (21 Dec 2018 to 30 Sep 2019)
    • (1083)[FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2019)
    • (1084)[FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2019)
    • (1079)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1081)CF21 Investment Adviser (14 Aug 2007 to 31 Oct 2007)
    • (1080)CF22 Investment Adviser (Trainee) (9 Oct 2006 to 14 Aug 2007)
  • Nicolas Jean George Hesse

    IRN NJH01146

    • (1574)CF21 Investment Adviser (10 Aug 2004 to 31 Aug 2005)
  • Nicolas Jean-Pierre Charvin

    IRN VIC01005

    • (2489)CF30 Customer (24 Jan 2011 to 12 Sep 2014)
  • Nicolas Kim Joliot

    IRN NKJ01005

    • (1425)CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • (1426)CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
  • Nicolas Natsis

    IRN NXN01095

    • (80)[FCA CF] Manager of certification employee (since 20 Oct 2025)
    • (79)[FCA CF] Material risk taker (since 7 Mar 2022)
    • (78)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2521)[FCA CF] Manager of certification employee (7 Mar 2016 to 9 Oct 2023)
    • (2519)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (2520)CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • Nicolas Nguyen

    IRN NXN01023

    • (142)[FCA CF] Client dealing (since 16 Mar 2020)
    • (3080)CF26 Customer Trading (1 Dec 2001 to 10 Jan 2006)
  • Nicolas Samaran

    IRN NXS01227

    • (244)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (170)[FCA CF] Client dealing

  2. controlled function added: (169)[FCA CF] Client dealing

  3. controlled function added: (168)[FCA CF] Algorithmic trading

  4. controlled function added: (167)[FCA CF] Client dealing

  5. controlled function added: (166)[FCA CF] Client dealing

  6. controlled function added: (165)[FCA CF] Manager of certification employee

  7. controlled function added: (164)[FCA CF] Material risk taker

  8. controlled function added: (163)[FCA CF] Client dealing

  9. controlled function added: (162)[FCA CF] Client dealing

  10. controlled function added: (161)[FCA CF] Client dealing

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