Nicolas Jean-Pierre Charvin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 9 Sep 2024)
    • [FCA CF] Manager of certification employee (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 13 Sep 2023)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 9 Sep 2024)
    • [FCA CF] Manager of certification employee (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 13 Sep 2023)
  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (6 Nov 2017 to 4 Sep 2023)
  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (31 May 2016 to 14 Aug 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2017)
    • CF30 Customer (6 Nov 2014 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (24 Jan 2011 to 12 Sep 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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