Nicola Louise Jolley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (10 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 3 Feb 2016)
    • CF26 Customer Trading (10 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.