Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kai Stephan Heinecke

    IRN KSH01026

    • (1254)CF22 Investment Adviser (Trainee) (12 Apr 2006 to 14 Sep 2007)
  • Kai Wilhelm Franzmeyer

    IRN KWF01005

    • (276)CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2003)
  • Kalim Aziz

    IRN KXA01076

    • (2755)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
  • Kamal Murari

    IRN KXM01172

    • (909)CF30 Customer (11 May 2009 to 16 Jul 2009)
  • Kamal Sharma

    IRN KXS01212

    • (2362)CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2003)
  • Kamil Maria Dimmich

    IRN KXD01150

    • (3377)CF30 Customer (11 May 2009 to 22 Jul 2009)
  • Kamran Shafqat

    IRN KXS01621

    • (2424)CF30 Customer (11 May 2009 to 22 Jun 2010)
  • Karan Abbott

    IRN KXA01248

    • (1291)CF30 Customer (11 May 2009 to 28 Sep 2009)
  • Karan Mirpuri

    IRN KXM01853

    • (2260)CF30 Customer (27 Jun 2012 to 31 Dec 2012)
  • Karen Anne Jones

    IRN KAJ01015

    • (3183)[FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
    • (3182)[FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
    • (3180)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (3181)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (190)[FCA CF] Client dealing

  2. controlled function added: (189)[FCA CF] Algorithmic trading

  3. controlled function added: (188)[FCA CF] Client dealing

  4. controlled function added: (187)[FCA CF] Client dealing

  5. controlled function added: (186)[FCA CF] Client dealing

  6. controlled function added: (185)[FCA CF] Client dealing

  7. controlled function added: (184)[FCA CF] Algorithmic trading

  8. controlled function added: (183)[FCA CF] Client dealing

  9. controlled function added: (182)[FCA CF] Algorithmic trading

  10. controlled function added: (181)[FCA CF] Client dealing

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