Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Manager of certification employee (21 Sep 2021 to 12 May 2022)
    • [FCA CF] Material risk taker (21 Sep 2021 to 12 May 2022)
    • [FCA CF] Client dealing (21 Sep 2021 to 12 May 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 18 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • CF30 Customer (6 Aug 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 22 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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