Date authorised
4 December 2015
Companies House
09444930
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The A J M Centre 1
    Prospect Business Park
    Prospect Way
    Swanage
    Dorset
    BH19 1FE
    UNITED KINGDOM
    Phone
    +4401929422093
  • Complaints Contact

    The A J M Centre 1
    Prospect Business Park
    Prospect Way
    Swanage
    Dorset
    BH19 1FE
    UNITED KINGDOM
    Phone
    +4403332341169

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Suttle

    IRN GXS02418

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2017 to 8 Dec 2019)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Dec 2015 to 11 Oct 2017)
  • James Avery

    IRN JXA81479

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Mar 2023)
    • Responsibility for MCD Intermediation (13 Jul 2020 to 1 Mar 2023)
    • Responsible for Insurance Distribution (13 Jul 2020 to 1 Mar 2023)
    • SMF3 Executive Director (13 Jul 2020 to 1 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.