Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Commercial Loans & Finance Ltd
FRN 716631
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Oct 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Oct 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (4 Dec 2015 to 11 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.