James Avery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quality Finances Limited

    FRN 914205

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
    • Responsible for Insurance Distribution (since 15 Aug 2024)
    • SMF3 Executive Director (since 15 Aug 2024)
    • Responsibility for MCD Intermediation (since 15 Aug 2024)
    • SMF16 Compliance Oversight (15 Aug 2024 to 16 Aug 2024)
  • Peritus Private Finance Limited (no longer approved here)

    FRN 729282

    • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 30 Aug 2023)
  • Commercial Loans & Finance Ltd (no longer approved here)

    FRN 716631

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Mar 2023)
    • Responsible for Insurance Distribution (13 Jul 2020 to 1 Mar 2023)
    • SMF3 Executive Director (13 Jul 2020 to 1 Mar 2023)
    • Responsibility for MCD Intermediation (13 Jul 2020 to 1 Mar 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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