Columbia Threadneedle Investment Business Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Niall Andrew Kirk
IRN NAK01007
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Nicholas Ford
IRN NAF01014
- CF27 Investment Management (16 Jan 2007 to 31 Aug 2007)
Nicholas John Justin Woodward
IRN NJW01174
- CF30 Customer (19 Sep 2013 to 14 Apr 2016)
Nicholas John Ring
IRN NJR01045
- SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
Nicholas Patrick Pennington
IRN NPP01010
- CF27 Investment Management (10 Apr 2007 to 25 May 2007)
Nicholas Rupert MacAndrew
IRN NRM01029
- CF2 Non Executive Director (23 Feb 2010 to 3 Feb 2011)
Nicholas Sauer
IRN NXS02296
- CF30 Customer (31 Dec 2016 to 18 Jun 2019)
Nick Criticos
IRN NXC01097
- CF29 Significant management (1 Nov 2007 to 20 May 2019)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
- CF1 Director (28 Jan 2003 to 11 Oct 2004)
Nicola Margaret Thorpe
IRN NMT01027
- CF30 Customer (17 Jun 2015 to 18 Jun 2019)
Nicolas Janvier Jr
IRN NXJ01236
- [FCA CF] Client dealing (31 Dec 2023 to 9 Sep 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.