Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nataliya Zalyesova
IRN NXZ01014
- CF27 Investment Management (27 Jun 2003 to 2 Feb 2004)
Neil Alistair Duncan
IRN NXD12052
- [FCA CF] Significant management (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Material risk taker (since 1 Nov 2023)
Neil Babbage
IRN NXB21018
- [FCA CF] Material risk taker (since 27 Jul 2023)
- [FCA CF] Significant management (since 27 Jul 2023)
- [FCA CF] Manager of certification employee (27 Jul 2023 to 24 Jun 2025)
Neil Gordon Sneddon
IRN NGS01014
- CF30 Customer (25 Nov 2016 to 18 Jun 2019)
Neil Marshall Duckmanton
IRN NMD00007
- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)
Neil Richard Sargent
IRN NRS01030
- CF27 Investment Management (27 Jun 2003 to 27 Oct 2004)
Niall Andrew Kirk
IRN NAK01007
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Nicholas Ford
IRN NAF01014
- CF27 Investment Management (26 Sep 2005 to 31 Aug 2007)
Nicholas Gordon Loggin
IRN NGL00005
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Nicholas John Chetwynd-Talbot
IRN NJC01091
- CF27 Investment Management (4 Jun 2003 to 13 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.