Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alice Rose Evans
IRN ARE01043
- CF30 Customer (25 Aug 2015 to 5 Nov 2015)
Alistair Angus Hugh
IRN AAH00008
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Allan Pascal Anthony Saldanha
IRN APS01069
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Allegra Cristina Patrizi
IRN ACH01152
- CF29 Significant management (1 Nov 2007 to 31 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Sep 2007 to 31 Oct 2007)
Amrendra Kumar Sinha
IRN AXS02241
- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF27 Investment Management (9 Mar 2006 to 31 Oct 2007)
Amy Yun-Jie Xie
IRN AYX01000
- CF30 Customer (24 Aug 2015 to 13 Jul 2016)
Anders Anker Heegaard
IRN AAH01105
- CF30 Customer (6 Sep 2017 to 1 Jun 2018)
Andrew Brown
IRN AXB02261
- CF30 Customer (14 Sep 2015 to 4 Jun 2019)
- CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)
Andrew David John Carnwath
IRN AXC07784
- CF30 Customer (2 Nov 2018 to 4 Jun 2019)
Andrew Geoffrey Thomas Barker
IRN AGB00040
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.