Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (10 Apr 2024 to 28 Oct 2024)
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- SMF6 Head of Key Business Areas (18 Sep 2023 to 28 Oct 2024)
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- SMF3 Executive Director (18 Sep 2023 to 28 Oct 2024)
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- SMF3 Executive Director (18 Sep 2023 to 28 Oct 2024)
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- CF29 Significant management (1 Nov 2007 to 31 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Sep 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 31 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Sep 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 31 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.