Coller Capital Limited

• Principal Place of Business

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +442076318500

  Web

  https://www.collercapital.com

• Complaints Contact

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +442076318500

  Web

  https://www.collercapital.com

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Khar Ee Lim

  IRN KEL01035

  • CF30 Customer (25 Oct 2010 to 28 Jul 2016)
• Laura Jane Grant

  IRN LJG01037

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
• Lionel Thomas Anthony

  IRN LTA01005

  • CF2 Non Executive Director (31 Jul 2014 to 8 Dec 2019)
  • CF1 Director (11 Oct 2013 to 14 Jul 2014)
• Louise Gillian Boothby

  IRN LGH01019

  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
• Margaret Paige Brotherton

  IRN MXB00555

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mark Hindriks

  IRN MXH02054

  • CF30 Customer (15 May 2012 to 8 Dec 2019)
• Martin Fleischer

  IRN MXF01535

  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• Martins Marnauza

  IRN MXM02446

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
• Matilde Horta e Costa

  IRN MXH02629

  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
• Michael Heinrich Schad

  IRN MHS01036

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (2 Apr 2020 to 25 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)

• MLC 50 LLP (no longer appointed)

  FRN 501691 · Appointed 28 May 2009 · Until 1 Apr 2015

• Coller IP Capital Ltd (no longer appointed)

  FRN 464980 · Appointed 8 Mar 2007 · Until 19 Jun 2008

No changes recorded yet.