Coller Capital Limited

Date authorised
1 April 2013
Companies House
03020017
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael James Queen

    IRN MJQ01004

    • SMF9 Chair of the Governing Body (since 23 Nov 2020)
    • CF2 Non Executive Director (31 Jul 2014 to 8 Dec 2019)
    • CF1 Director (26 Jul 2013 to 14 Jul 2014)
  • Mitesh Pabari

    IRN PXM01884

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • Otto Walraven Van Der Wyck

    IRN OWV01000

    • CF2 Non Executive Director (11 Jul 2002 to 31 Mar 2008)
  • Paul David Koffel

    IRN PDK01039

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2012 to 8 Dec 2019)
  • Paul Louis Lanna

    IRN PXL00170

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Peter Charles Whelan Rosen

    IRN PCR01064

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Peter Junho Kim

    IRN PJK01096

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Apr 2017 to 8 Dec 2019)
  • Peter Michael Hutton

    IRN PMH01122

    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF4 Partner (AR) (3 Jun 2009 to 31 Mar 2015)
    • CF1 Director (16 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jul 2007 to 1 Oct 2013)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Dec 2006 to 1 Oct 2013)
  • Philipp Horst Joachim Patschkowski

    IRN PHP01022

    • CF30 Customer (1 Apr 2011 to 14 Feb 2017)
  • Rani Grace Duque Swords

    IRN RXS00679

    • [FCA CF] Significant management (since 30 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MLC 50 LLP (no longer appointed)

    FRN 501691 · Appointed 28 May 2009 · Until 1 Apr 2015

  • Coller IP Capital Ltd (no longer appointed)

    FRN 464980 · Appointed 8 Mar 2007 · Until 19 Jun 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.