Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coller Capital Limited (no longer approved here)

    FRN 172405

    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF4 Partner (AR) (3 Jun 2009 to 31 Mar 2015)
    • CF1 Director (16 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jul 2007 to 1 Oct 2013)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Dec 2006 to 1 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.