Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
- CF4 Partner (AR) (3 Jun 2009 to 31 Mar 2015)
- CF1 Director (16 Jul 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Jul 2007 to 1 Oct 2013)
- CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (28 Dec 2006 to 1 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.