Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coller Capital Limited
FRN 172405
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (2 Apr 2020 to 25 Aug 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Oct 2004 to 21 Jan 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.