Coller Capital Limited

Date authorised
1 April 2013
Companies House
03020017
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry- Paul Therese Marie Anne Sebastien Vander Elst

    IRN HXV10414

    • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
  • Helen Louise Lamb

    IRN HLL01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • Hiromichi Mizuno

    IRN HXM01170

    • CF30 Customer (1 Nov 2007 to 6 Jan 2015)
    • CF21 Investment Adviser (22 Mar 2004 to 31 Oct 2007)
    • CF1 Director (18 Mar 2003 to 1 Mar 2007)
    • CF22 Investment Adviser (Trainee) (18 Mar 2003 to 22 Mar 2004)
  • Iyobosa Nosasu Adeghe

    IRN IXA18879

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Jaime Alvarez

    IRN JXA01658

    • CF30 Customer (25 Oct 2010 to 27 Jul 2015)
  • James John Roscoe

    IRN JJR01060

    • CF2 Non Executive Director (30 May 2006 to 12 May 2008)
  • Jeremy Joseph Coller

    IRN JJC01042

    • SMF1 Chief Executive (since 3 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (13 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jan 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jan 2007)
    • CF3 Chief Executive (1 Dec 2001 to 22 Apr 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Jonathan Paul Asquith

    IRN JPA00025

    • CF2 Non Executive Director (7 Aug 2015 to 8 Dec 2019)
  • Jonathon Freeman

    IRN JXF01145

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Katrina Liao

    IRN KXL01484

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MLC 50 LLP (no longer appointed)

    FRN 501691 · Appointed 28 May 2009 · Until 1 Apr 2015

  • Coller IP Capital Ltd (no longer appointed)

    FRN 464980 · Appointed 8 Mar 2007 · Until 19 Jun 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.