Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 3 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (13 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 22 Apr 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jan 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.