COLDREY & BRYANT CONSULTANTS LTD

• Principal Place of Business

  88/89 Whiting Street

  Bury St. Edmunds

  Suffolk

  IP33 1NX

  UNITED KINGDOM

  Phone

  +441284700477

  Web

  https://www.coldreywm.co.uk

• Complaints Contact

  88/89 Whiting Street

  Bury St. Edmunds

  Suffolk

  IP33 1NX

  UNITED KINGDOM

  Phone

  +441284700477

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Adam David James Prescott

  IRN ADP01146

  • CF30 Customer (2 Mar 2018 to 8 Apr 2019)
• Charles Godfrey Coldrey

  IRN CGC00011

  • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Sep 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Sep 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Sep 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Sep 2020)
  • Responsible for Insurance Mediation (8 Oct 2014 to 30 Sep 2018)
  • CF30 Customer (8 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Oct 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Oct 2014 to 8 Dec 2019)
  • CF1 Director (8 Oct 2014 to 8 Dec 2019)
• Chloe Stuteley

  IRN CXJ01396

  • CF30 Customer (19 Dec 2016 to 16 Jul 2018)
• Daniel Paul Joseph Richards

  IRN DPR01057

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 3 May 2023)
  • [FCA CF] Significant management (since 3 May 2023)
  • [FCA CF] Client dealing (since 3 May 2023)
  • [FCA CF] Functions requiring qualifications (since 3 May 2023)
  • SMF16 Compliance Oversight (1 Jun 2020 to 28 Sep 2020)
  • Responsibility for MCD Intermediation (1 Jun 2020 to 2 Nov 2021)
  • Responsible for Insurance Distribution (1 Jun 2020 to 2 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 28 Sep 2020)
  • [FCA CF] Manager of certification employee (19 Dec 2019 to 8 Sep 2021)
  • [FCA CF] Client dealing (19 Dec 2019 to 8 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2021)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• James Duncan Stott

  IRN JDS00055

  • Responsible for Insurance Distribution (since 7 Dec 2020)
  • Responsibility for MCD Intermediation (since 7 Dec 2020)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (20 Mar 2015 to 8 Dec 2019)
• Julie Ann Bryant

  IRN JAB00122

  • CF1 Director (8 Oct 2014 to 28 Jan 2015)
• Martin Saxby

  IRN MXS00058

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
  • Responsible for Insurance Distribution (since 9 Aug 2022)
  • Responsibility for MCD Intermediation (since 9 Aug 2022)
  • SMF16 Compliance Oversight (since 9 Aug 2022)
  • [FCA CF] Client dealing (since 8 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 8 Jun 2021)
• Matthew Alexander Russell

  IRN MAR01219

  • [FCA CF] Functions requiring qualifications (29 May 2025 to 12 Jun 2025)
  • [FCA CF] Client dealing (29 May 2025 to 12 Jun 2025)

• Coldrey Wealth Management Ltd (no longer appointed)

  FRN 841839 · Appointed 13 May 2019 · Until 20 Mar 2023

• Eleven Wealth Management Ltd (no longer appointed)

  FRN 801990 · Appointed 16 Feb 2018 · Until 1 Jan 2022

No changes recorded yet.