James Duncan Stott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Oct 2025)
    • CF1 Director (AR) (since 21 Oct 2025)
    • CF30 Customer (since 21 Oct 2025)
  • COLDREY & BRYANT CONSULTANTS LTD

    FRN 624006

    • Responsibility for MCD Intermediation (since 7 Dec 2020)
    • Responsible for Insurance Distribution (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (20 Mar 2015 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2025)
    • CF30 Customer (11 Feb 2009 to 12 Sep 2025)
    • CF1 Director (AR) (11 Feb 2009 to 12 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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