Martin Saxby

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COLDREY & BRYANT CONSULTANTS LTD

    FRN 624006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 9 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
    • Responsibility for MCD Intermediation (since 9 Aug 2022)
    • SMF16 Compliance Oversight (since 9 Aug 2022)
    • [FCA CF] Client dealing (since 8 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Jun 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 7 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (19 May 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2005 to 4 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.