COHEN & STEERS UK LIMITED

• Principal Place of Business

  The Burlian

  3 Dering Street

  2nd Floor

  London

  W1S 1AA

  UNITED KINGDOM

  Phone

  +442074606381

  Web

  https://www.cohenandsteers.com

• Complaints Contact

  The Burlian

  2nd Floor

  3 Dering Street

  London

  W1S 1AA

  UNITED KINGDOM

  Phone

  +442074606381

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gustaf Edvin Colliander

  IRN GEC01067

  • CF30 Customer (15 Dec 2014 to 31 Jul 2015)
• Heather Amy Kaden

  IRN HAK01038

  • CF10 Compliance Oversight (11 Apr 2013 to 8 Nov 2018)
• James William Cahill

  IRN WXC01101

  • CF30 Customer (22 Sep 2016 to 11 Jul 2019)
• Jan WIllem Van Kranenburg

  IRN JWV01017

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Nov 2015 to 8 Dec 2019)
• Joeri Peeters

  IRN JXP02022

  • CF11 Money Laundering Reporting (17 Apr 2013 to 9 Jan 2015)
• Jonathan Carl Brailey

  IRN JCB01118

  • [FCA CF] Material risk taker (since 23 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2012 to 8 Dec 2019)
• Joseph Martin Harvey

  IRN JMH01279

  • CF1 Director (7 Dec 2006 to 9 Sep 2014)
  • CF8 Apportionment and Oversight (7 Dec 2006 to 31 Oct 2007)
  • CF3 Chief Executive (7 Dec 2006 to 26 Apr 2011)
• Katharina Rusp

  IRN KXR00222

  • [FCA CF] Client dealing (since 20 Jun 2022)
• Leonard Robert Geiger

  IRN LXG01149

  • [FCA CF] Material risk taker (since 23 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Dec 2006 to 19 Nov 2007)
  • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • CF27 Investment Management (7 Dec 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (7 Dec 2006 to 31 Oct 2007)
  • CF1 Director (7 Dec 2006 to 9 Sep 2014)
  • CF10 Compliance Oversight (7 Dec 2006 to 19 Nov 2007)
• Leonie Konzack

  IRN LXK00132

  • [FCA CF] Client dealing (since 6 Jun 2022)

No changes recorded yet.