Date authorised
7 December 2006
Companies House
05861206
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Burlian
    3 Dering Street
    2nd Floor
    London
    W1S 1AA
    UNITED KINGDOM
    Phone
    +442074606381
  • Complaints Contact

    The Burlian
    2nd Floor
    3 Dering Street
    London
    W1S 1AA
    UNITED KINGDOM
    Phone
    +442074606381

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luke Kariniemi-Eldridge

    IRN LXK00046

    • [FCA CF] Client dealing (since 4 Jan 2021)
  • Marc Stuart Haynes

    IRN MSH01164

    • [FCA CF] Material risk taker (since 23 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (16 Nov 2022 to 3 Jul 2023)
    • CF30 Customer (16 Feb 2016 to 8 Dec 2019)
  • Mark Smith-Lyons

    IRN MXS03857

    • SMF3 Executive Director (9 Dec 2019 to 13 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2022)
    • CF1 Director (15 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2015 to 8 Dec 2019)
  • Matthew Scott Stadler

    IRN MSS01187

    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2024)
    • CF1 Director (10 Jun 2014 to 8 Dec 2019)
  • Michael Roger King

    IRN MRK01077

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Aug 2014 to 8 Dec 2019)
  • Nargis Ahmad Hilal

    IRN NXH00535

    • SMF16 Compliance Oversight (since 15 Sep 2025)
  • Natalie Okorie

    IRN NXO08153

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Oct 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2018 to 8 Dec 2019)
  • Paul Nicholas Osborne

    IRN PNO01003

    • CF30 Customer (1 Nov 2007 to 13 Dec 2012)
    • CF27 Investment Management (5 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
  • Raja Dakkuri

    IRN RXD00510

    • SMF3 Executive Director (21 Aug 2024 to 17 Oct 2025)
  • Rogier Xavier Quirijns

    IRN RXQ01029

    • [FCA CF] Material risk taker (since 23 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.