Date authorised
7 December 2006
Companies House
05861206
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Burlian
    3 Dering Street
    2nd Floor
    London
    W1S 1AA
    UNITED KINGDOM
    Phone
    +442074606381
  • Complaints Contact

    The Burlian
    2nd Floor
    3 Dering Street
    London
    W1S 1AA
    UNITED KINGDOM
    Phone
    +442074606381

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Bernard Cooney

    IRN SBC01067

    • [FCA CF] Client dealing (since 17 May 2021)
  • Stefano Bezzato

    IRN SXB01436

    • [FCA CF] Client dealing (since 24 Oct 2022)
  • Susannah Lucy Pitura

    IRN SXP00204

    • SMF1 Chief Executive (since 1 Apr 2025)
    • SMF3 Executive Director (since 3 Jul 2023)
  • Thuy Quynh Dang

    IRN TQD01001

    • [FCA CF] Material risk taker (since 23 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Nov 2011 to 8 Dec 2019)
  • William Joseph Houlihan

    IRN WJH01062

    • CF30 Customer (5 Apr 2013 to 13 Jul 2015)
    • CF3 Chief Executive (6 Jun 2011 to 13 Jul 2015)
    • CF10 Compliance Oversight (21 Jan 2009 to 5 Apr 2013)
    • CF11 Money Laundering Reporting (21 Jan 2009 to 5 Apr 2013)
    • CF1 Director (20 May 2008 to 13 Jul 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.