Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Apr 2013 to 13 Jul 2015)
- CF3 Chief Executive (6 Jun 2011 to 13 Jul 2015)
- CF10 Compliance Oversight (21 Jan 2009 to 5 Apr 2013)
- CF11 Money Laundering Reporting (21 Jan 2009 to 5 Apr 2013)
- CF1 Director (20 May 2008 to 13 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.