Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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COHEN & STEERS UK LIMITED
FRN 458459
- [FCA CF] Material risk taker (since 23 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Dec 2006 to 19 Nov 2007)
- CF27 Investment Management (7 Dec 2006 to 31 Oct 2007)
- CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
- CF1 Director (7 Dec 2006 to 9 Sep 2014)
- CF10 Compliance Oversight (7 Dec 2006 to 19 Nov 2007)
- CF8 Apportionment and Oversight (7 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (10 May 2005 to 28 Jul 2006)
- CF27 Investment Management (10 May 2005 to 28 Jul 2006)
- CF1 Director (10 May 2005 to 28 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.