Cognis Capital LLP

Date authorised
1 April 2013
Companies House
OC303395
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cognis Capital LLP
    53 Davies Street
    London
    Westminster
    W1K 5JH
    UNITED KINGDOM
    Phone
    +4402037097245
    Web
    https://www.cogniscapital.com

  • Complaints Contact

    Cognis Capital LLP
    53 Davies Street
    London
    Westminster
    W1K 5JH
    UNITED KINGDOM
    Phone
    +447855752666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Cognis Capital Management Ltd

    IRN XXC01113

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Sep 2008 to 8 Dec 2019)
  • . Cognis Capital Services Limited

    IRN XXC01056

    • CF4 Partner (8 Jun 2006 to 8 Aug 2008)
  • Anthony Robert Jones

    IRN ARJ01026

    • CF30 Customer (27 Mar 2014 to 17 Jan 2017)
  • Gillian Wall

    IRN GXS01691

    • CF10 Compliance Oversight (6 Mar 2008 to 9 Aug 2010)
    • CF11 Money Laundering Reporting (6 Mar 2008 to 9 Aug 2010)
  • John Laurence Sullivan

    IRN JLS01085

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF4 Partner (5 Mar 2003 to 1 May 2008)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
  • Mark John Dixon

    IRN MJD01385

    • CF11 Money Laundering Reporting (15 Sep 2010 to 8 Feb 2012)
    • CF10 Compliance Oversight (15 Sep 2010 to 8 Feb 2012)
  • Myra Tabor

    IRN MXT01147

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
    • CF3 Chief Executive (5 Mar 2003 to 8 Dec 2019)
    • CF4 Partner (5 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Mar 2003 to 31 Oct 2007)
  • Paul Francis Owen Hollowday

    IRN PFH01024

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Mar 2003 to 22 Feb 2008)
    • CF11 Money Laundering Reporting (5 Mar 2003 to 22 Feb 2008)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
    • CF4 Partner (5 Mar 2003 to 22 Feb 2008)
  • Simon Melvyn Jones

    IRN SMJ01095

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2012 to 8 Dec 2019)
    • CF4 Partner (9 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (7 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.