Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (5 Mar 2003 to 8 Dec 2019)
    • CF4 Partner (5 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Mar 2003 to 31 Oct 2007)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.