John Laurence Sullivan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (10 Jul 2017 to 12 Apr 2019)
    • CF30 Customer (10 Jul 2017 to 12 Apr 2019)
  • Cognis Capital LLP (no longer approved here)

    FRN 221375

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF4 Partner (5 Mar 2003 to 1 May 2008)
    • CF27 Investment Management (5 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.