Cofunds Limited

• Principal Place of Business

  Cofunds House

  Mayland Road

  Witham

  Essex

  CM8 2FR

  UNITED KINGDOM

  Phone

  +4403456044001

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +4403456081680

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Michael Arthur Davis

  IRN MMD01023

  • CF3 Chief Executive (8 Aug 2011 to 22 May 2013)
  • CF1 Director (8 Aug 2011 to 22 May 2013)
• Matthew Derek Ivan Miller

  IRN MXM81732

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Matthew Rider

  IRN MXR02733

  • CF2 Non Executive Director (24 Apr 2017 to 8 Dec 2019)
• Megan Charlotte Hollingsworth

  IRN MXH03299

  • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 29 Dec 2025)
• Megan Jane McLeod

  IRN MXM81733

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
• Michael Anthony Holliday-Williams

  IRN MXH01926

  • Responsible for Insurance Distribution (since 7 Jan 2020)
  • SMF3 Executive Director (since 7 Jan 2020)
  • SMF1 Chief Executive (since 7 Jan 2020)
• Michael James Rungay

  IRN MXR00925

  • [FCA CF] Functions requiring qualifications (19 Aug 2024 to 3 Mar 2025)
• Michael John Merrick

  IRN MJM01155

  • SMF10 Chair of the Risk Committee (2 Nov 2021 to 30 Sep 2022)
  • SMF14 Senior Independent Director (2 Nov 2021 to 30 Sep 2022)
  • CF2 Non Executive Director (10 Jan 2017 to 8 Dec 2019)
• Michael John Rogers

  IRN MJR00135

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 22 Jan 2024)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 22 Jan 2024)
  • CF2 Non Executive Director (20 Sep 2017 to 8 Dec 2019)
  • CF2 Non Executive Director (AR) (20 Sep 2017 to 22 Sep 2017)
• Michael Peter Rudge

  IRN MPR01045

  • CF1 Director (7 Oct 2015 to 31 Dec 2016)

No changes recorded yet.