Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AQ1443 Ltd

    FRN 978496

    • [FCA CF] Client dealing (since 29 Oct 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (11 May 2022 to 18 Jan 2023)
    • CF30 Customer (11 May 2022 to 18 Jan 2023)
  • Esprit Capital Partners LLP (no longer approved here)

    FRN 451191

    • SMF27 Partner (6 May 2021 to 29 Oct 2024)
    • [FCA CF] Material risk taker (9 Feb 2021 to 29 Oct 2024)
    • [FCA CF] Client dealing (9 Feb 2021 to 29 Oct 2024)
    • SMF1 Chief Executive (17 Jan 2020 to 6 May 2021)
  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • SMF3 Executive Director (1 May 2021 to 29 Oct 2024)
    • [FCA CF] Client dealing (9 Feb 2021 to 29 Oct 2024)
    • [FCA CF] Material risk taker (9 Feb 2021 to 17 Mar 2022)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF3 Chief Executive (AR) (21 Oct 2013 to 26 Sep 2019)
    • CF1 Director (AR) (21 Oct 2013 to 26 Sep 2019)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (21 Oct 2013 to 26 Sep 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF1 Director (2 Oct 2013 to 23 Sep 2019)
    • CF3 Chief Executive (2 Oct 2013 to 23 Sep 2019)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF3 Chief Executive (8 Aug 2011 to 22 May 2013)
    • CF1 Director (8 Aug 2011 to 22 May 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Responsible for Insurance Mediation (8 Oct 2009 to 15 Jun 2011)
    • CF3 Chief Executive (8 Oct 2009 to 15 Jun 2011)
    • CF1 Director (8 Oct 2009 to 15 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.