Cofunds Limited

• Principal Place of Business

  Cofunds House

  Mayland Road

  Witham

  Essex

  CM8 2FR

  UNITED KINGDOM

  Phone

  +4403456044001

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +4403456081680

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gabrielle Hall

  IRN GXH00247

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 7 Jun 2024)
• Gary Andrew Carslaw

  IRN GXC81698

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
  • [FCA CF] Manager of certification employee (3 Mar 2025 to 1 Jan 2026)
  • [FCA CF] Functions requiring qualifications (6 Feb 2023 to 4 Mar 2024)
• Gary Paul John Shaughnessy

  IRN GPS01052

  • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2003)
• Gillian Scott

  IRN GCS01067

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
• Graeme Bell

  IRN GXB81699

  • [FCA CF] Manager of certification employee (since 1 Oct 2021)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 2 Oct 2021)
• Graham Arne Macleod

  IRN GXM81700

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Graham Fenwick Pimlott

  IRN GFP01013

  • CF2 Non Executive Director (3 Dec 2001 to 21 Feb 2003)
• Graham James Taylor

  IRN GXT00277

  • [FCA CF] Significant management (since 1 Aug 2024)
• Graham Keith Jackson

  IRN GKJ01017

  • CF10a CASS Oversight function (3 Mar 2014 to 26 Oct 2015)
  • CF1 Director (7 Jan 2014 to 26 Oct 2015)
• Grant James Strutton

  IRN GXS00260

  • [FCA CF] Manager of certification employee (since 31 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Jan 2024 to 31 May 2024)

No changes recorded yet.