Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (3 Mar 2014 to 26 Oct 2015)
- CF1 Director (7 Jan 2014 to 26 Oct 2015)
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- CF29 Significant management (1 Nov 2007 to 31 Aug 2010)
- CF20 Significant Mgt (Settlements) (24 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.