CMC Markets UK plc

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FRN: 173730
Date authorised: 1 April 2013
Companies House: 02448409
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

133 Houndsditch

London

EC3A 7BX

UNITED KINGDOM

Phone

+4402071708200

Web

https://www.cmcmarkets.com
Complaints Contact

133 Houndsditch

London

City Of London

EC3A 7BX

UNITED KINGDOM

Phone

+442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trade Settlement Routing

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Electronic Trade Settlement

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher William Toone
IRN CWT01030
- CF30 Customer (16 Jan 2009 to 24 Feb 2009)
Chun Fai Felix Wong
IRN CXW00683
- [FCA CF] Client dealing (since 7 Jun 2024)
Claire Elizabeth Collingwood
IRN CEC01039
- CF30 Customer (1 Nov 2007 to 2 Nov 2011)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Clare Francis
IRN CLF01021
- SMF10 Chair of the Risk Committee (since 19 Dec 2022)
Clare Leslie Goldie-Scot
IRN CLS01071
- CF2 Non Executive Director (29 Sep 2017 to 8 Dec 2019)
Clive Owen Leicester
IRN COL01009
- CF30 Customer (10 Jul 2012 to 2 Oct 2012)
Colleen Bohm
IRN CXB00654
- [FCA CF] Significant management (27 Jun 2022 to 23 Aug 2024)
Cong Van Do
IRN CVD01007
- CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- CF26 Customer Trading (13 Jul 2005 to 31 Oct 2007)
Craig Taylor
IRN CXT00538
- [FCA CF] Client dealing (since 27 May 2025)
- [FCA CF] Algorithmic trading (since 27 May 2025)
Daniel Benton
IRN DXB01382
- CF30 Customer (8 Oct 2014 to 16 Jul 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

City AM Limited (no longer appointed)
FRN 480803 · Appointed 26 Mar 2008 · Until 26 Mar 2010
Vitesse Media PLC (no longer appointed)
FRN 480295 · Appointed 13 Mar 2008 · Until 28 Aug 2009
Proactive Investors Ltd (no longer appointed)
FRN 475129 · Appointed 12 Nov 2007 · Until 28 Aug 2009
OSTC Limited (no longer appointed)
FRN 473634 · Appointed 8 Oct 2007 · Until 28 Aug 2009
Digital Look Ltd (no longer appointed)
FRN 467277 · Appointed 30 Apr 2007 · Until 24 Jan 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.