Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PARTNERS GROUP (UK) MANAGEMENT LTD (no longer approved here)

    FRN 650279

    • CF10 Compliance Oversight (30 Jan 2015 to 2 Aug 2018)
    • CF11 Money Laundering Reporting (30 Jan 2015 to 5 Dec 2016)
  • PARTNERS GROUP (UK) LIMITED (no longer approved here)

    FRN 401307

    • CF10 Compliance Oversight (28 Mar 2012 to 2 Aug 2018)
    • CF11 Money Laundering Reporting (28 Mar 2012 to 5 Dec 2016)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (16 Jan 2009 to 24 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.