CMC Markets UK plc

Date authorised
1 April 2013
Companies House
02448409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402071708200
    Web
    https://www.cmcmarkets.com

  • Complaints Contact

    133 Houndsditch
    London
    City Of London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Louise Juanita Clarke

    IRN SXC01097

    • [FCA CF] Significant management (20 Nov 2023 to 9 Jul 2025)
  • Samir Tazi

    IRN SXT01426

    • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
    • CF26 Customer Trading (5 Dec 2005 to 31 Oct 2007)
  • Sammy Islam Chowdhury

    IRN SXI01151

    • CF30 Customer (23 Jun 2010 to 6 Jun 2011)
  • Samuel Ian Goult

    IRN SIG01009

    • CF30 Customer (1 Nov 2007 to 5 Feb 2010)
    • CF26 Customer Trading (3 Oct 2007 to 31 Oct 2007)
  • Sanjay Damji Solanki

    IRN SDS01057

    • CF21 Investment Adviser (10 Dec 2002 to 25 Feb 2003)
  • Sanjay Thakrar

    IRN SXT01316

    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 18 Aug 2004)
  • Sarah Lucy Ing

    IRN SLI01004

    • SMF12 Chair of the Remuneration Committee (since 8 Sep 2022)
    • CF2 Non Executive Director (13 Sep 2017 to 8 Dec 2019)
  • Savvaki Dracou

    IRN SXD01392

    • CF26 Customer Trading (17 Mar 2005 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (28 Mar 2003 to 17 Mar 2005)
  • Scott Robertson

    IRN SIR01012

    • [FCA CF] Client dealing (since 19 Dec 2025)
  • Scott Scrase

    IRN SXS01406

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • City AM Limited (no longer appointed)

    FRN 480803 · Appointed 26 Mar 2008 · Until 26 Mar 2010

  • Vitesse Media PLC (no longer appointed)

    FRN 480295 · Appointed 13 Mar 2008 · Until 28 Aug 2009

  • Proactive Investors Ltd (no longer appointed)

    FRN 475129 · Appointed 12 Nov 2007 · Until 28 Aug 2009

  • OSTC Limited (no longer appointed)

    FRN 473634 · Appointed 8 Oct 2007 · Until 28 Aug 2009

  • Digital Look Ltd (no longer appointed)

    FRN 467277 · Appointed 30 Apr 2007 · Until 24 Jan 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.