CMC Markets UK plc

Date authorised
1 April 2013
Companies House
02448409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402071708200
    Web
    https://www.cmcmarkets.com

  • Complaints Contact

    133 Houndsditch
    London
    City Of London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Jackson

    IRN PLJ01021

    • CF30 Customer (1 Nov 2007 to 20 Jun 2011)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
  • Paul James Knight

    IRN PJK01120

    • CF30 Customer (15 Jan 2008 to 19 Feb 2008)
  • Paul John Rothwell

    IRN PJR01214

    • CF11 Money Laundering Reporting (13 Aug 2009 to 18 May 2012)
  • Paul Michael Chesterton

    IRN PMC01080

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF26 Customer Trading (13 Apr 2007 to 31 Oct 2007)
  • Paul Mitchell

    IRN PXM01669

    • [FCA CF] Client dealing (11 Sep 2023 to 10 Nov 2024)
  • Paul Philip Wainscott

    IRN PPW01007

    • SMF13 Chair of the Nominations Committee (since 16 Sep 2025)
    • SMF11 Chair of the Audit Committee (8 Sep 2022 to 1 Nov 2025)
    • CF2 Non Executive Director (18 Oct 2017 to 8 Dec 2019)
  • Paul Simon Webb

    IRN PSW01044

    • CF29 Significant management (10 Aug 2009 to 10 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
  • Paul Spencer

    IRN PXS01256

    • CF2 Non Executive Director (14 Mar 2006 to 21 Dec 2006)
  • Paul Thomas Greenaway

    IRN PTG01028

    • CF26 Customer Trading (18 May 2005 to 13 Sep 2006)
  • Peter Andrew Cruddas

    IRN PAC01129

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (13 Aug 2009 to 1 Jul 2010)
    • CF30 Customer (24 Sep 2008 to 1 Jul 2010)
    • CF3 Chief Executive (1 Dec 2001 to 10 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.