CMC Markets Investments Limited

Date authorised
21 March 2022
Companies House
12816952
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038303
    Web
    https://www.cmcinvest.com

  • Complaints Contact

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402030038303

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Robert Taylor

    IRN SRT01076

    • [FCA CF] Material risk taker (6 Apr 2022 to 31 Dec 2022)
    • [FCA CF] Significant management (6 Apr 2022 to 31 Dec 2022)
  • Stephen Wotton

    IRN SXW00602

    • [FCA CF] Significant management (18 Sep 2024 to 3 Nov 2025)
  • Thomas Faulkner

    IRN TXF00071

    • [FCA CF] Manager of certification employee (since 1 Jul 2023)
    • [FCA CF] Significant management (since 6 Apr 2022)
    • [FCA CF] Material risk taker (since 6 Apr 2022)
  • Timothy Burton

    IRN TXB00687

    • [FCA CF] Significant management (since 28 Nov 2025)
  • Toby James Morris

    IRN TJM01194

    • [FCA CF] Manager of certification employee (1 Jul 2023 to 30 Oct 2025)
    • [FCA CF] Significant management (6 Apr 2022 to 30 Oct 2025)
    • [FCA CF] Client dealing (6 Apr 2022 to 30 Oct 2025)
  • Tracy Maria Costello

    IRN TMC01100

    • [FCA CF] Manager of certification employee (4 May 2023 to 16 Feb 2024)
    • [FCA CF] Material risk taker (4 May 2023 to 16 Feb 2024)
    • [FCA CF] Significant management (4 May 2023 to 16 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.