CMC Markets Investments Limited

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038303

  Web

  https://www.cmcinvest.com

• Complaints Contact

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402030038303

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Yeo

  IRN PXY00015

  • [FCA CF] Significant management (6 Apr 2022 to 6 Mar 2026)
• Raghav Jetty

  IRN RXJ00101

  • [FCA CF] CASS oversight function (6 Apr 2022 to 31 Jul 2023)
  • [FCA CF] Significant management (6 Apr 2022 to 31 Jul 2023)
• Ramzan Mahboob

  IRN RXM01080

  • [FCA CF] Significant management (16 Oct 2024 to 23 Mar 2026)
• Richard John Aethwy Mann

  IRN RJM01423

  • [FCA CF] Significant management (6 Apr 2022 to 30 Nov 2023)
• Richard John Freeman

  IRN RJF01070

  • [FCA CF] Proprietary trader (26 Feb 2025 to 12 Jan 2026)
  • [FCA CF] Material risk taker (26 Feb 2025 to 12 Jan 2026)
  • [FCA CF] CASS oversight function (26 Feb 2025 to 12 Jan 2026)
  • [FCA CF] Manager of certification employee (26 Feb 2025 to 12 Jan 2026)
  • [FCA CF] Significant management (26 Feb 2025 to 12 Jan 2026)
  • [FCA CF] Algorithmic trading (26 Feb 2025 to 12 Jan 2026)
• Ross Michael Watson

  IRN RXW00400

  • [FCA CF] Significant management (since 27 Jun 2022)
• Samantha Louise Juanita Clarke

  IRN SXC01097

  • [FCA CF] Significant management (20 Nov 2023 to 9 Jul 2025)
• Scott Robertson

  IRN SIR01012

  • [FCA CF] Client dealing (since 19 Dec 2025)
• Simon Daniel John Hodges

  IRN SDH01080

  • [FCA CF] Client dealing (since 6 Apr 2022)
• Simon King

  IRN SXK00245

  • [FCA CF] Significant management (6 Apr 2022 to 30 Apr 2026)
  • [FCA CF] Material risk taker (6 Apr 2022 to 30 Apr 2026)

No changes recorded yet.