Close Brothers Limited

• Principal Place of Business

  10 Crown Place

  London

  EC2A 4FT

  UNITED KINGDOM

  Phone

  +443333216100

  Web

  https://www.closebrothers.com

• Complaints Contact

  10 Crown Place

  London

  EC2A 4FT

  UNITED KINGDOM

  Phone

  +443333216100

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Consumer Hire

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Peter Neville Buckley

  IRN PNB01017

  • CF2 Non Executive Director (1 Dec 2001 to 21 Sep 2006)
• Peter Sacheverell Wilmot-Sitwell

  IRN PSW01033

  • CF2 Non Executive Director (1 Dec 2001 to 28 Oct 2004)
• Philip Andrew Townsend

  IRN PAT01117

  • SMF7 Group Entity Senior Manager (16 Nov 2020 to 12 Apr 2024)
• Philip Strone Stewart MacPherson

  IRN SXM01658

  • SMF13 Chair of the Nominations Committee (7 Mar 2016 to 30 Apr 2017)
  • SMF9 Chair of the Governing Body (7 Mar 2016 to 30 Apr 2017)
  • CF2 Non Executive Director (23 Jul 2003 to 6 Mar 2016)
• Philip Townend

  IRN PXT00321

  • [FCA CF] Material risk taker (26 Jun 2024 to 8 Apr 2025)
• Phillip David Hooper

  IRN PXH00048

  • SMF18 Other Overall Responsibility (since 1 Dec 2023)
• Priya Pujara

  IRN PXP00286

  • [FCA CF] Manager of certification employee (since 11 Feb 2026)
  • [FCA CF] Material risk taker (since 16 Nov 2022)
• Rachel Evans

  IRN RSE01020

  • [FCA CF] Manager of certification employee (since 1 Mar 2019)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Raymond Greenshields

  IRN RXG01115

  • CF2 Non Executive Director (10 Dec 2010 to 31 Mar 2014)
• Rebecca McNeil

  IRN RXM55344

  • Responsible for Insurance Distribution (21 Apr 2021 to 10 Oct 2023)
  • SMF18 Other Overall Responsibility (21 Apr 2021 to 10 Oct 2023)
  • [FCA CF] Material risk taker (16 Apr 2018 to 21 Apr 2021)

• Kingston Asset Finance Ltd (no longer appointed)

  FRN 459006 · Appointed 25 Oct 2006 · Until 1 May 2008

• Surrey Asset Finance Ltd (no longer appointed)

  FRN 455696 · Appointed 9 Aug 2006 · Until 31 Jul 2008

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 4 Nov 2005 · Until 17 Dec 2007

• Armed Services Finance Ltd (no longer appointed)

  FRN 401588 · Appointed 14 Jan 2005 · Until 17 Dec 2007

• NAAFI (no longer appointed)

  FRN 401590 · Appointed 14 Jan 2005 · Until 1 Jul 2007

• Close Motor Finance Ltd (no longer appointed)

  FRN 401587 · Appointed 14 Jan 2005 · Until 17 Dec 2007

• Close Asset Finance Ltd (no longer appointed)

  FRN 401585 · Appointed 14 Jan 2005 · Until 1 Apr 2008

• Close Business Finance Ltd (no longer appointed)

  FRN 401589 · Appointed 14 Jan 2005 · Until 1 Apr 2008

No changes recorded yet.