Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- [FCA CF] Manager of certification employee (since 1 Mar 2019)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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- (11)[FCA CF] Material risk taker (18 Mar 2021 to 13 Dec 2023)
- (12)[FCA CF] Manager of certification employee (18 Mar 2021 to 13 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (11)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (12)[FCA CF] Manager of certification employee at NOVITAS LOANS LIMITED