Clearwater Corporate Finance LLP

Date authorised
1 April 2013
Companies House
OC311299
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Livery Street
    Birmingham
    B3 2NU
    UNITED KINGDOM
    Phone
    +4408450520340
    Web
    https://www.clearwatercf.com

  • Complaints Contact

    7th Floor Chancery Place
    50 Brown Street
    Manchester
    M2 2JT
    UNITED KINGDOM
    Phone
    +4408450520340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Harry Reeves

    IRN MHR01027

    • SMF9 Chair of the Governing Body (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Mar 2023)
    • CF30 Customer (24 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2008 to 8 Dec 2019)
  • Michael Loudon

    IRN MXL01646

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • Nathaniel Mark James Cooper

    IRN NMC01064

    • [FCA CF] Client dealing (15 Jul 2021 to 30 Sep 2023)
    • SMF27 Partner (15 Jun 2021 to 30 Sep 2023)
  • Nicholas Dann Jones

    IRN NDJ01011

    • CF30 Customer (24 Jul 2008 to 20 Apr 2013)
    • CF4 Partner (24 Jul 2008 to 20 Apr 2013)
  • Paul Andrew Newell

    IRN PAN01042

    • CF30 Customer (24 Jul 2008 to 1 Apr 2018)
    • CF4 Partner (24 Jul 2008 to 1 Apr 2018)
  • Paul Jones

    IRN PXJ01126

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 May 2024)
    • CF11 Money Laundering Reporting (24 Sep 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
  • Peter Marc Gillespie

    IRN PMG01058

    • CF30 Customer (24 Jul 2008 to 31 Mar 2014)
    • CF4 Partner (24 Jul 2008 to 31 Mar 2014)
  • Philip Julian Burns

    IRN PJB01293

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Mar 2023)
    • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2008 to 8 Dec 2019)
  • Philip Nuttall

    IRN PXN00009

    • CF10 Compliance Oversight (24 Jul 2008 to 10 Sep 2014)
    • CF11 Money Laundering Reporting (24 Jul 2008 to 10 Sep 2014)
    • CF30 Customer (24 Jul 2008 to 31 Mar 2015)
    • CF4 Partner (24 Jul 2008 to 31 Mar 2015)
  • Richard Benjamin Clark

    IRN RBC01036

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • SMF27 Partner (since 21 Nov 2022)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.