Clearwater Corporate Finance LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
10 Livery StreetBirminghamB3 2NUUNITED KINGDOM- Phone
- +4408450520340
-
Complaints Contact
7th Floor Chancery Place50 Brown StreetManchesterM2 2JTUNITED KINGDOM- Phone
- +4408450520340
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Richard Goldsack
IRN RXG27060
- [FCA CF] Client dealing (since 25 Feb 2021)
- SMF27 Partner (since 23 Mar 2020)
-
Richard James O'Donnell
IRN RJO01052
- [FCA CF] Client dealing (25 Feb 2021 to 31 Mar 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- CF4 Partner (4 May 2018 to 8 Dec 2019)
- CF30 Customer (20 Mar 2018 to 8 Dec 2019)
-
Robert Britton
IRN RXB01913
- [FCA CF] Client dealing (since 25 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (24 Jul 2008 to 8 Dec 2019)
- CF30 Customer (24 Jul 2008 to 8 Dec 2019)
-
Robert James Burden
IRN RJB01618
- [FCA CF] Client dealing (since 25 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (22 May 2018 to 8 Dec 2019)
- CF30 Customer (22 May 2018 to 8 Dec 2019)
-
Samuel Miller
IRN SXM03122
- SMF27 Partner (28 Mar 2022 to 31 Jul 2024)
-
Sarah Virginia Taylor
IRN SVT01006
- SMF27 Partner (since 1 Apr 2022)
- [FCA CF] Client dealing (since 5 Jan 2022)
-
Simon Chambers
IRN SXC01973
- [FCA CF] Client dealing (since 16 Apr 2025)
- SMF27 Partner (since 21 Nov 2022)
-
Thomas Leigh Barnwell
IRN TXB00338
- [FCA CF] Client dealing (since 15 Apr 2025)
- SMF27 Partner (since 7 Apr 2022)
-
Wesley Fell-Smith
IRN WXF00039
- [FCA CF] Client dealing (since 20 Jul 2021)
- SMF27 Partner (since 16 Jul 2021)
-
Zack Goddard
IRN ZXG00043
- [FCA CF] Client dealing (since 15 May 2025)
- SMF27 Partner (since 15 May 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.