Date authorised
1 April 2013
Companies House
OC311299
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Livery Street
    Birmingham
    B3 2NU
    UNITED KINGDOM
    Phone
    +4408450520340
  • Complaints Contact

    7th Floor Chancery Place
    50 Brown Street
    Manchester
    M2 2JT
    UNITED KINGDOM
    Phone
    +4408450520340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Goldsack

    IRN RXG27060

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 23 Mar 2020)
  • Richard James O'Donnell

    IRN RJO01052

    • [FCA CF] Client dealing (25 Feb 2021 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
  • Robert Britton

    IRN RXB01913

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2008 to 8 Dec 2019)
  • Robert James Burden

    IRN RJB01618

    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 May 2018 to 8 Dec 2019)
    • CF30 Customer (22 May 2018 to 8 Dec 2019)
  • Samuel Miller

    IRN SXM03122

    • SMF27 Partner (28 Mar 2022 to 31 Jul 2024)
  • Sarah Virginia Taylor

    IRN SVT01006

    • SMF27 Partner (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 5 Jan 2022)
  • Simon Chambers

    IRN SXC01973

    • [FCA CF] Client dealing (since 16 Apr 2025)
    • SMF27 Partner (since 21 Nov 2022)
  • Thomas Leigh Barnwell

    IRN TXB00338

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • SMF27 Partner (since 7 Apr 2022)
  • Wesley Fell-Smith

    IRN WXF00039

    • [FCA CF] Client dealing (since 20 Jul 2021)
    • SMF27 Partner (since 16 Jul 2021)
  • Zack Goddard

    IRN ZXG00043

    • [FCA CF] Client dealing (since 15 May 2025)
    • SMF27 Partner (since 15 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.