Clayton Holmes Naisbitt Financial Consultancy LLP

• Principal Place of Business

  CHN House

  1 John Charles Way

  Gelderd Road

  Leeds

  West Yorkshire

  LS12 6QA

  UNITED KINGDOM

  Phone

  +4401133878240

  Web

  https://www.chnfc.co.uk

• Complaints Contact

  CHN House

  1 John Charles Way

  Gelderd Road

  Leeds

  West Yorkshire

  LS12 6QA

  UNITED KINGDOM

  Phone

  +4401133878240

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy to let mortgages.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

  Show 1 limitation Hide limitations

  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Robert Arnold

  IRN JRA00031

  • CF30 Customer (8 Apr 2009 to 24 Dec 2012)
• Johnathan Richard Newell

  IRN JXN00245

  • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 28 Feb 2025)
  • [FCA CF] Client dealing (16 Jan 2023 to 28 Feb 2025)
• Jonathan Roger Crossley

  IRN JRC01277

  • CF4 Partner (AR) (17 Mar 2014 to 10 Nov 2015)
• Julie Cook

  IRN JAO00013

  • CF30 Customer (1 Oct 2017 to 3 Sep 2018)
• Katherine Ramsden

  IRN KXR00077

  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 3 Jun 2024)
• Kerry Joanne Loy

  IRN KXL10900

  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Lee Michael Clayton

  IRN LMC00023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
  • [FCA CF] Client dealing (since 2 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (9 Jan 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Mar 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Mar 2009 to 8 Dec 2019)
  • CF4 Partner (6 Aug 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Aug 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (6 Aug 2008 to 30 Sep 2018)
• Leone Rochelle Gomersall Pearce

  IRN LXP09173

  • [FCA CF] Client dealing (2 Mar 2020 to 27 Jul 2021)
  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 27 Jul 2021)
  • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
• Mark Adrian Ainsworth

  IRN MXA00091

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2025)
  • [FCA CF] Client dealing (since 16 Jan 2025)
• Mark Hopwood

  IRN MPH00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 May 2025)
  • [FCA CF] Functions requiring qualifications (since 8 May 2025)

• Burrow & Crowe Wealth Management LLP (no longer appointed)

  FRN 616474 · Appointed 27 Feb 2014 · Until 12 Nov 2015

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