Mark Hopwood

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 May 2025)
    • [FCA CF] Functions requiring qualifications (since 8 May 2025)
  • ANDREW HILL LIMITED (no longer approved here)

    FRN 473863

    • (2)[FCA CF] Functions requiring qualifications (1 Jun 2022 to 7 May 2025)
    • (1)[FCA CF] Client dealing (1 Jun 2022 to 7 May 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2022)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)[FCA CF] Client dealing at ANDREW HILL LIMITED

  2. controlled function added: (2)[FCA CF] Functions requiring qualifications at ANDREW HILL LIMITED