Date authorised
1 April 2013
Companies House
03466459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clarity Ltd
    Crown House
    1 Crown Square
    Woking
    Surrey
    GU21 6HR
    UNITED KINGDOM
    Phone
    +4408003687511
  • Complaints Contact

    Clarity Ltd
    Crown House
    1 Crown Square
    Woking
    Surrey
    GU21 6HR
    UNITED KINGDOM
    Phone
    +4408003687511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Open Banking

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Jean Jones

    IRN KJJ01036

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Aug 2013 to 8 Dec 2019)
  • Kenneth John Chapman

    IRN KJC01057

    • CF21 Investment Adviser (14 Jan 2003 to 26 Sep 2003)
    • CF22 Investment Adviser (Trainee) (4 Sep 2002 to 14 Jan 2003)
  • Louisa Jane Kenward

    IRN LXK00038

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2021)
  • Mark Nigel Garnett

    IRN MNG00005

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Apr 2002)
    • CF1 Director (1 Dec 2001 to 15 Apr 2002)
  • Naomi Judith Kewell

    IRN NJK01073

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • Philippa Joyce Collier

    IRN PXC17396

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • Richard Thomas Hill

    IRN RTH01041

    • CF30 Customer (1 Nov 2007 to 27 Jul 2016)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)
  • Sarah Joanne Compton-Hall

    IRN SXC00278

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Simon Craig Porter

    IRN SCP01090

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2011 to 8 Dec 2019)
  • Suzanne Cox

    IRN SXC01809

    • SMF16 Compliance Oversight (since 31 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.