Clarity Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Clarity LtdCrown House1 Crown SquareWokingSurreyGU21 6HRUNITED KINGDOM- Phone
- +4408003687511
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Complaints Contact
Clarity LtdCrown House1 Crown SquareWokingSurreyGU21 6HRUNITED KINGDOM- Phone
- +4408003687511
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Open Banking
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karen Jean Jones
IRN KJJ01036
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (9 Aug 2013 to 8 Dec 2019)
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Kenneth John Chapman
IRN KJC01057
- CF21 Investment Adviser (14 Jan 2003 to 26 Sep 2003)
- CF22 Investment Adviser (Trainee) (4 Sep 2002 to 14 Jan 2003)
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Louisa Jane Kenward
IRN LXK00038
- [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2021)
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Mark Nigel Garnett
IRN MNG00005
- CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Apr 2002)
- CF1 Director (1 Dec 2001 to 15 Apr 2002)
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Naomi Judith Kewell
IRN NJK01073
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jan 2018 to 8 Dec 2019)
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Philippa Joyce Collier
IRN PXC17396
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (20 Aug 2019 to 8 Dec 2019)
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Richard Thomas Hill
IRN RTH01041
- CF30 Customer (1 Nov 2007 to 27 Jul 2016)
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)
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Sarah Joanne Compton-Hall
IRN SXC00278
- [FCA CF] Client dealing (since 9 Dec 2019)
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Simon Craig Porter
IRN SCP01090
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Jan 2011 to 8 Dec 2019)
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Suzanne Cox
IRN SXC01809
- SMF16 Compliance Oversight (since 31 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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MDRCLARITY LIMITED
FRN 603313 · Appointed 28 Jun 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.