Date authorised
1 April 2013
Companies House
04897210
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clarity
    10 Slingsby Place
    London
    Westminster
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402034024900
  • Complaints Contact

    Clarity
    10 Slingsby Place
    London
    Westminster
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402034024900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Rowsome Bell

    IRN DRB01143

    • CF30 Customer (29 Jul 2013 to 11 Dec 2015)
  • Douglas Wilson

    IRN DXW00702

    • [FCA CF] Client dealing (since 18 Apr 2024)
  • Dzung Le

    IRN DPL01077

    • CF30 Customer (16 Mar 2017 to 2 May 2018)
  • Georgette Rio Hewison

    IRN GXR01507

    • CF30 Customer (7 Aug 2013 to 12 Jun 2015)
  • Grant Peter Hatch

    IRN GPH01033

    • CF23 Corporate Finance Adviser (20 Jan 2004 to 15 Jun 2004)
    • CF1 Director (20 Jan 2004 to 15 Jun 2004)
  • John Allen Bolitho

    IRN JAB01323

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF1 Director (20 Jan 2004 to 14 Aug 2006)
    • CF10 Compliance Oversight (20 Jan 2004 to 13 Sep 2006)
    • CF23 Corporate Finance Adviser (20 Jan 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (20 Jan 2004 to 21 Jun 2004)
    • CF11 Money Laundering Reporting (20 Jan 2004 to 13 Sep 2006)
  • John Philip Hansveden

    IRN JPH01213

    • CF30 Customer (10 May 2010 to 1 Aug 2012)
  • Jonathan Jamie Davis

    IRN JJD01075

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2009 to 8 Dec 2019)
  • Josephine Suzy Emanuelle Guinefolleau

    IRN JXG00308

    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Liam Duncan McIntyre

    IRN LXM00406

    • [FCA CF] Client dealing (3 Mar 2022 to 28 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.