Date authorised
1 April 2013
Companies House
04897210
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clarity
    10 Slingsby Place
    London
    Westminster
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402034024900
  • Complaints Contact

    Clarity
    10 Slingsby Place
    London
    Westminster
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402034024900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Samuel Anselm

    IRN MSA01040

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2009 to 8 Dec 2019)
    • CF1 Director (15 Jun 2009 to 8 Dec 2019)
  • Martin Guy Fiennes

    IRN MGF01014

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF23 Corporate Finance Adviser (1 Apr 2006 to 31 Oct 2007)
  • Patricia Alexandra Rodrigues Silva B Vicente

    IRN PAR01203

    • CF30 Customer (6 May 2014 to 8 Dec 2019)
  • Patricia Vicente

    IRN PXV00052

    • [FCA CF] Client dealing (since 1 Feb 2022)
  • Paul Anthony Cooper

    IRN PAC01217

    • CF30 Customer (1 Nov 2007 to 1 Jan 2019)
    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2019)
    • CF23 Corporate Finance Adviser (24 Feb 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (24 Feb 2004 to 31 Mar 2009)
    • CF1 Director (20 Jan 2004 to 28 Nov 2018)
    • CF13 Finance (20 Jan 2004 to 31 Oct 2007)
  • Richard Edward Gwynne Vaughan

    IRN REV01005

    • SMF3 Executive Director (since 20 Jun 2025)
    • [FCA CF] Significant management (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
  • Sanjib Kumar Datta

    IRN SKD01006

    • SMF16 Compliance Oversight (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (28 Oct 2009 to 8 Dec 2019)
  • Sergey Gostev

    IRN SXG02455

    • CF30 Customer (29 Mar 2018 to 28 Feb 2019)
  • Suzanne Bader

    IRN SXB28247

    • SMF16 Compliance Oversight (3 Apr 2020 to 24 Dec 2020)
  • Thomas Pinho-Curto

    IRN TXP00181

    • [FCA CF] Client dealing (1 Feb 2022 to 4 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.