Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 20 Feb 2008)
- CF11 Money Laundering Reporting (20 Jan 2004 to 13 Sep 2006)
- CF1 Director (20 Jan 2004 to 14 Aug 2006)
- CF8 Apportionment and Oversight (20 Jan 2004 to 21 Jun 2004)
- CF23 Corporate Finance Adviser (20 Jan 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (20 Jan 2004 to 13 Sep 2006)
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- CF2 Non Executive Director (17 Nov 2006 to 16 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.